Safety Requirements for Unmanned Aerial Vehicles (UAV) in Future Civil Airspace

Robert Loh, Yi Bian, and Tim Roe

Abstract:	This paper addresses topics concerning the development of future Unmanned Aerial Vehicles (UAV) so that they can operate safely within the community of the Federal Aviation Administration (FAA) and the International Civil Aviation Organization (ICAO). Studies by the Defense Science Board; the Office of Science and Technology; Government Accountability Office; and the Congressional Research Service: Library of Congress; have all emphasized that soon there will be a significant number of UAVs operating sideby- side with manned civil aircraft in the FAA’s National Airspace System (NAS). It is anticipated that future UAVs will start to perform many of the dull, dirty, and dangerous civilian missions. In 2006, about 600 UAVs are expected to be manufactured in the US alone. Therefore, there is an urgent need for developers of UAVs to understand safety certification for operations in the NAS, and that safety certification starts with the safety requirements; safety design; safe development process; safety verification; and safe operating procedures in the planned operational environment. This paper presents and discusses the experiences and lessons gained by the authors on the development of end-toend aviation safety; from the safety requirements to their final safety certification in the planned operational environment. The authors’ previous and ongoing works include the Global Navigation Satellite Systems (GNSS) systems such as the GPS; WAAS; LAAS; MSAS; GPS III; and different operational environments at different airports such as Incheon International Airport. The FAA started with the two traditional safety certifications processes: airborne system certification and ground system certification; governed mostly by Federal Aviation Regulations (FAR) and FAA’s Acquisition Management System (AMS), respectively. However, when FAA started to implement GNSS, the lines between airborne and ground systems became blurred, and as a result many current Communications, Navigation, Surveillance, and Air Traffic Management (CNS/ATM) systems have to follow both processes. We will also discuss the current Safety Management Systems being developed by both FAA and ICAO as an integrated, systematic, and harmonized approach and process to sort out the differing safety requirements from FAA, SAE-ARP, MIL-STD, RTCA, ASTM, ICAO, etc. to provide the eventual safe operations within the NAS. The discussion will then focus on the real world of institutional, operational, and technical issues for safety certification worldwide. Despite the numerous standards and guidance documents, many past safety analyses and studies were guided by best practices that had been used successfully in the past to streamline the process of providing all the required documentations and verifications. One such area is in the use of the “Integrity Panel of Experts” that had been used successful in the implementation of safety for the FAA’s Wide Area Augmentation System (WAAS) and Local Area Augmentation System (LAAS) programs. In many areas of the world, safety certification from a technical point of view is only the first step to achieving safety certification to fly in their national and sovereign airspace. Finally, we will show the first steps that UAV manufactures need to consider if they want their UAVs to be approved to fly safely in different national civilian airspace.
Published in:	Proceedings of IEEE/ION PLANS 2006 April 25 - 27, 2006 Loews Coronado Resort Hotel San Diego, CA
Pages:	1151 - 1163
Cite this article:	Loh, Robert, Bian, Yi, Roe, Tim, "Safety Requirements for Unmanned Aerial Vehicles (UAV) in Future Civil Airspace," Proceedings of IEEE/ION PLANS 2006, San Diego, CA, April 2006, pp. 1151-1163. https://doi.org/10.1109/PLANS.2006.1650724
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